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Since the study of personality began, personality theories have
offered a wide variety of explanations for behavior and what constitutes
the person. This essay offers a closer look at the humanistic
personality theory of Carl Rogers. Rogers' theory of personality
evolved out of his work as a clinical psychologist and developed
as an offshoot of his theory of client-centered (later called
person-centered) therapy (Rogers, 1959). He was first and foremost
a therapist, with an abiding respect for the dignity of persons
and an interest in persons as subjects rather than objects. Rogers
approach to the study of persons is phenomenological and idiographic.
His view of human behavior is that it is "exquisitely rational"
(Rogers, 1961, p.194). Furthermore, in his opinion: "the
core of man's nature is essentially positive" (1961, p.73),
and he is a "trustworthy organism" (1977, p.7). These
beliefs are reflected in his theory of personality. To examine this theory more closely, a summary of the key features follows, with subsequent exploration of Rogers' view of self, his view of the human condition and his rationale for improvement of this condition. A brief overall assessment will conclude the discussion. While Rogers' humanistic conception of personality has both strengths and weaknesses, it is a valuable contribution to the study of persons, recognizing agency, free will and the importance of the self. |
Actualizing Tendency
| Rogers (1959) maintains that the human "organism" has an underlying "actualizing tendency", which aims to develop all capacities in ways that maintain or enhance the organism and move it toward autonomy. This tendency is directional, constructive and present in all living things. The actualizing tendency can be suppressed but can never be destroyed without the destruction of the organism (Rogers, 1977). The concept of the actualizing tendency is the only motive force in the theory. It encompasses all motivations; tension, need, or drive reductions; and creative as well as pleasure-seeking tendencies (Rogers, 1959). Only the organism as a whole has this tendency, parts of it (such as the self) do not. Maddi (1996) describes it as a "biological pressure to fulfill the genetic blueprint" (p106.) Each person thus has a fundamental mandate to fulfill their potential. |
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The human organism's "phenomenal field" includes all
experiences available at a given moment, both conscious and unconscious
(Rogers, 1959). As development occurs, a portion of this field
becomes differentiated and this becomes the person's "self"
(Hall & Lindzey, 1985; Rogers, 1959). The "self"
is a central construct in this theory. It develops through interactions
with others and involves awareness of being and functioning.
The self-concept is "the organized set of characteristics
that the individual perceives as peculiar to himself/herself"
(Ryckman, 1993, p.106). It is based largely on the social evaluations
he/she has experienced. |
Self-Actualizing Tendency
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A distinctly psychological form of the actualizing tendency related
to this "self" is the "self-actualizing tendency".
It involves the actualization of that portion of experience symbolized
in the self (Rogers, 1959). It can be seen as a push to experience
oneself in a way that is consistent with one's conscious view
of what one is (Maddi, 1996). Connected to the development of
the self-concept and self-actualization are secondary needs (assumed
to likely be learned in childhood): the "need for positive
regard from others" and "the need for positive self-regard",
an internalized version of the previous. These lead to the favoring
of behavior that is consistent with the person's self-concept
(Maddi, 1996). |
Organismic Valuing and Conditions of Worth
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When significant others in the person's world (usually parents)
provide positive regard that is conditional, rather than unconditional,
the person introjects the desired values, making them his/her
own, and acquires "conditions of worth" (Rogers, 1959).
The self-concept then becomes based on these standards of value
rather than on organismic evaluation. These conditions of worth
disturb the "organismic valuing process", which is a
fluid, ongoing process whereby experiences are accurately symbolized
and valued according to optimal enhancement of the organism and
self (Rogers, 1959). The need for positive self-regard leads
to a selective perception of experience in terms of the conditions
of worth that now exist. Those experiences in accordance with
these conditions are perceived and symbolized accurately in awareness,
while those that are not are distorted or denied into awareness.
This leads to an "incongruence" between the self as
perceived and the actual experience of the organism, resulting
in possible confusion, tension, and maladaptive behavior (Rogers,
1959). Such estrangement is the common human condition. Experiences
can be perceived as threatening without conscious awareness via
"subception", a form of discrimination without awareness
that can result in anxiety. |
Fully Functioning Person and the Self
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Theoretically, an individual may develop optimally and avoid the
previously described outcomes if they experience only "unconditional
positive regard" and no conditions of worth develop. The
needs for positive regard from others and positive self-regard
would match organismic evaluation and there would be congruence
between self and experience, with full psychological adjustment
as a result (Rogers, 1959). This ideal human condition is embodied
in the "fully functioning person" who is open to experience
able to live existentially, is trusting in his/her own organism,
expresses feelings freely, acts independently, is creative and
lives a richer life; "the good life" (Rogers, 1961).
It should be noted that; "The good life is a process
not a state of being. It is a direction, not a destination
(Rogers, 1961, p.186)". For the vast majority of persons
who do not have an optimal childhood there is hope for change
and development toward psychological maturity via therapy, in
which the aim is to dissolve the conditions of worth, achieve
a self congruent with experience and restore the organismic valuing
process (Rogers, 1959).
In Rogers' view (1959, 1961, 1977) personality change is certainly
possible and is further a necessary part of growth. However,
he notes that self-acceptance is a prerequisite (1961). Rogers
originally failed to recognize the importance of "self".
When he began his work he had the "settled notion that the
"self" was a vague, ambiguous, scientifically meaningless
term which had gone out of the psychologist's vocabulary with
the departure of the introspectionists" (1959, p.200). However,
through his work with clients he came to appreciate the importance
of self. The "self" is described as: the organized, consistent, conceptual gestalt composed of perceptions of the characteristics of the "I" or "me" and the perceptions of the relationships of the "I" or "me" to others and to various aspects of life, together with the values attached to these perceptions. (Rogers, 1959, p.200)
This gestalt is a fluid and changing process, available to awareness.
By using the term "gestalt", Rogers points to the possibility
of change describing it as "a configuration in which the
alteration of one minor aspect could possibly alter the whole
picture" (p.201).
Rogers' conception of self is rather broad. He does describe
a variation of self: the "ideal self" which denotes
the self-concept the individual would most like to possess (Rogers,
1959), but other explicit variations are not offered. Similarly,
specific concepts related to identity and identity development
are missing, although the self image is certainly revisable and
undergoes change over the lifespan. Exactly when the differentiation
of phenomenal field into self occurs is also not specified. Rogers
concept of self-actualization is specifically related to the self
and is thus different from Goldstein's use of the term (which
matches the actualizing tendency) and also different from Maslow's
which appears to incorporate both tendencies in one (Maddi, 1996).
The actualizing tendency is fundamental to this theory. Rogers
considers it "the most profound truth about man" (1965,
p.21). He finds strong biological support for this tendency in
many varied organisms. Rogers' conception of an active forward
thrust is a huge departure from the beliefs of Freud and others
who posit an aim for tension reduction, equilibrium, or homeostasis
(Krebs & Blackman, 1988; Maddi, 1996). Rogers (1977) notes
that sensory deprivation studies support this concept as the absence
of external stimuli leads to a flood of internal stimuli, not
equilibrium.
While the idea of an actualizing tendency makes sense, Rogers
never specifies what some of the inherent capacities that maintain
and enhance life might be. Perhaps it is because doing so might
violate Rogers' "intuitive sense of human freedom" (Maddi,
1996, p.104). Maddi further suggests that the belief in inherent
potentialities may lie in this theory's position as an offshoot
of psychotherapy where it is useful for both client and therapist
to have a belief in unlimited possibilities. However, applying
this idea to all human beings in a theory of personality sets
up the logical requirement of precision regarding what the potentialities
might be (Maddi, 1996).
The inherent potentialities of the actualizing tendency can suffer
distorted expression when maladjustment occurs, resulting in behavior
destructive to oneself and others. The actualization and self-actualization
tendencies can be at cross purposes with each other when alienation
from the true self occurs, so there is organismic movement in
one direction and conscious struggle in another. Rogers (1977)
revised his previous thinking concerning this incongruence, stating
that while he earlier saw the rift between self and experience
as natural, while unfortunate, he now believes society, (particularly
Western culture), culturally conditions, rewards and reinforces
behaviors that are "perversions of the unitary actualizing
tendency (p.248)." We do not come into the world estranged
from ourselves, socialization is behind this alienation. Rogers
(1961) finds the human infant to actually be a model of congruence.
He/she is seen as completely genuine and integrated, unified
in experience, awareness and communication. Distorted perceptions
from conditions of worth cause our departure from this integration.
There is some empirical support for the hypothesis that congruence
between self and experience leads to better personality adjustment
and less defensiveness (Chodorkoff, 1954; cited in Rogers, 1959).
Some research has also tended to support the idea of changes
in self-concept occurring as a result of therapy (Butler &
Haigh, 1954; cited in Rogers, 1954). However, Maddi (1996) raises
and interesting point regarding such studies. While it has been
found that self-descriptions move toward ideals after counseling
and one would assume the closer a person is to full functioning
the smaller the discrepancy would be, statements of ideals may
be operational representations of conditions of worth, which are
socially imposed. Conditions of worth are to be dissolved rather
than moved toward for full functioning in this theory!
While Rogers sees the common human condition as one of incongruence
between self and experience, this does not minimize his ultimate
belief in the autonomy of human beings. Rogers (1977, p15) sees
the human being as: "capable of evaluating the outer and
inner situation, understanding herself in its context, making
constructive choices as to the next steps in life, and acting
on those choices". This illustrates a belief in agency and
free will. While humans behave rationally, Rogers (1961, p.195)
maintains that: "The tragedy for most of us is that our defenses
keep us from being aware of this rationality so that we are consciously
moving in one direction, while organismically we are moving in
another." Unlike Freud, Rogers did not see conflict as inevitable
and humans as basically destructive. It is only when "man
is less than fully man", not functioning freely, that he
is to be feared (1961, p.105). The human capacity for awareness
and the ability to symbolize gives us enormous power, but this
awareness is a double-edged phenomenon : undistorted awareness
can lead to full functioning and a rich life, while distortions
in awareness lead to maladjustment and a multitude of destructive
behaviors (Rogers, 1965).
The "maladjusted person" is the polar opposite of the
fully functioning individual (who was introduced early in this
essay). The maladjusted individual is defensive, maintains rather
than enhances his/her life, lives according to a preconceived
plan, feels manipulated rather than free, and is common and conforming
rather than creative (Maddi, 1996). The fully functioning person,
in contrast, is completely defense-free, open to experience, creative
and able to live "the good life". Empirical support
for the fully functioning person is somewhat mixed. The openness
to experience characteristic has been supported (Coan, 1972; cited
in Maddi, 1996). However, some studies have found that openness
to experience and organismic trusting did not intercorrelate,
contrary to expectations (Pearson, 1969, 1974; cited in Maddi,
1996). Ryckmann (1993) notes that some studies have found non-defensive
people are more accepting of others and Maddi (1996) cites numerous
studies that indicate self-accepting people also appear to be
more accepting of others.
It is somewhat puzzling given his humanistic emphasis on individuality,
that Rogers describes only two extremes of people. Maddi (1996)
suggests these extreme characterizations of only two types may
be due to this personality theory being secondary to a theory
of therapy. It is appropriate for a theory of psychotherapy to
concern itself with the two extremes of fullest functioning and
maladjustment. However, when theorizing about all people, two
types are insufficient.
Carl Rogers was most interested in improving the human condition
and applying his ideas. His person-centered therapy may well
be his most influential contribution to psychology. Rogers' pervasive
interest in therapy is what clearly differentiates him from Maslow,
despite some similarities in their ideas. The person-centered
approach has had impact on domains outside of therapy such as
family life, education, leadership, conflict resolution, politics
and community health (Krebs & Blackman, 1988). In my opinion,
Rogers greatest contribution may lie in his encouraging a humane
and ethical treatment of persons, approaching psychology as a
human science rather than a natural science. |